Interested in learning more about how to define a strong compliance management system, and details on those three lines of defense? This post is for you.
In this post, you'll learn more about Fair Lending and discrimination. In addition, you'll see five examples of potential Fair Lending discrimination. How many of them can you correctly identify?
With changing regulatory requirements and increasing costs, successfully managing compliance is a challenge in the best of circumstances. The task of effectively managing and mitigating your risk is made much more difficult if you don't have the support of your management team. This post is written for compliance professionals and management teams at financial institutions, and is designed to help convince management of the importance of compliance. Here are 5 suggestions to help communicate with management about the importance of compliance.
Every year, the American Bankers Association hosts the Regulatory Compliance Conference. Last week, almost 2,000 bankers and compliance professionals traveled from all over to attend the conference in Orlando. I attended many informative sessions led by some of the leading minds in the industry, and came home with new perspectives, ideas and recommendations to consider. In this post, I'll share the top 7 things I learned at the ABA RCC conference. Read on to learn more!
When it comes to compliance, risk management, and consulting, there are a few terms you should know so that you set the stage for success. Here, we will define three of those words, and help you understand the key differences between them.
Whether you're a compliance novice or an old pro, you may have questions about compliance. We've noticed a bit of confusion over the differences between Fair Lending audits, risk assessments and self-testing. In this quick post, we'll define those key terms (plus a few more) and explain how they fit together.