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The Regulatory Compliance Blog

The Regulatory Compliance & Growth Blog

Get the latest regulatory compliance news, consumer compliance insight, and growth strategies for your financial institution to succeed! If Fair Lending, CRA, HMDA, BSA/AML, UDAAP or branch strategy is a priority, this valuable blog is for you.

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Banks  |  Credit Unions  |  Fair Lending  |  HMDA  |  Mortgage Lending  |  News & Tips  |  Redlining

News Alert: 7 Fast Facts about the Just-Released 2018 HMDA Peer Data

Last week, on August 30, the FFIEC released the 2018 HMDA data, aggregated into one file. This HMDA data is a powerful and essential resource for the industry. Here are 7 fast facts your financial institution need to know.

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Banks  |  Credit Unions  |  Leadership & Personal Growth  |  Mortgage Lending  |  News & Tips  |  Risk Management

School's in Session: 3 Tips to Help You Ace Compliance

Vacation time is over - at least for now - and school is back in session! For many of us, that means work is also back in full-swing. Here are three essential, timeless tips for you to remember to ensure that you ace your compliance goals in 2019 and beyond.

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Data Analytics + Fair Lending: How It All Fits

Learn why data analysis is essential for Fair Lending compliance!

Get your copy of the perfect intro to Fair Lending analysis for beginners and experts alike.

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Banks  |  News & Tips

13 Movies and Shows Every Bank Compliance Nerd Needs to Watch

The next time you sit down to relax with a good movie or show, consider one of these! Each of these 13 movies and TV shows relates to banking compliance, and will bring a new perspective on your job as a compliance professional.

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Banks  |  News & Tips  |  Risk Management

Tips for Implementing 3 Lines of Defense in your CMS from a Compliance Pro

Interested in learning how to implement three lines of defense into your compliance management system? If you're like most compliance officers, it can be a real challenge. That's why we spoke with one accomplished compliance professional, Melissa Komarnitzky, CRCM, CAMS, about her experiences and insights. Read on to learn a few best practices for how to create three strong lines of defense in your CMS.

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Banks  |  Credit Unions  |  Mortgage Lending  |  News & Tips  |  Risk Management

What are the Three Lines of Defense in a Compliance Management System?

Interested in learning more about how to define a strong compliance management system, and details on those three lines of defense? This post is for you.

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Banks  |  Fair Lending  |  News & Tips  |  Risk Management

This $25M Settlement Highlights UDAAP Risk and FDCPA Changes

Earlier this week, the CFPB announced a $25 million in fines and restitution with the nation's largest debt-settlement services provider. This recent CMP highlights the potential changes to the Fair Debt Collection Practices Act, one of the centerpieces of Fair Lending compliance. Learn more about the CMP - and what it means for your debt collection practices - today!

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